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Notifications in relation to Self Regulatory Organizations Regulations

THE GAZETTE OF INDIA
EXTRAORDINARY
PART III SECTION 4
PUBLISHED BY AUTHORITY
NEW DELHI, JANUARY 8 , 2013
SECURITIES AND EXCHANGE BOARD OF INDIA
NOTIFICATION

Mumbai, the 8thJanuary, 2013

SECURITIES AND EXCHANGE BOARD OF INDIA

Notification under sub-regulation (2) of regulation 1 of the Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2004

No. LAD-NRO/GN/2012-13/28/5470 – In exercise of the powers conferred by sub-regulation (2) of regulation 1 of the Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2004 (hereinafter referred to as “the Regulations”), the Securities and Exchange Board of India hereby appoints the date of this notification as the date on which the Regulations shall come into force in relation to distributors engaged by asset management companies of mutual funds and distributors engaged by portfolio managers.

U.K. SINHA
CHAIRMAN
SECURITIES AND EXCHANGE BOARD OF INDIA

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