SEBI Chairman to be the Chief Guest at the PHD Chamber’s Conference on Capital Markets Fraud

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National Conference on 

Capital Market Frauds and Malpractices

– Genesis, Resolution and Prevention –

Tentative Program Schedule | Registrations Open |  To Participate Enter Details in Form below

0900-0930                                               Registration
0930-0935 Welcome Address Mr. Suman Jyoti Khaitan | President, PHD Chamber
0935-0945 Theme Address Mr. Prithvi Haldea | Chairman, Capital Market Committee,PHD Chamber & (Chairman & Managing Director, PRIME Database)
0945-1000 Theme Paper-Analytical Overview of Frauds Mr. Amit Tandon | Managing Director, Institutional Investors Advisory Services Pvt. Ltd.
1000-1010 Overview: Company and Investor-caused Frauds Mr. Ashish Kumar Chauhan  | Managing Director & CEO, BSE Ltd.
1010-1020 Overview: Intermediaries-caused Frauds Ms. Chitra Ramkrishna | Managing Director & CEO, National Stock Exchange of India Ltd.
1020-1030 Special Address: New Companies Act for  Prevention of Frauds Mr. Naved Masood* | Secretary, Ministry of Corporate Affairs
1030-1045 Keynote Address: FSLRC and the Issue of Frauds Mr. Arvind Mayaram* | Secretary, Dept of Economic Affairs, Ministry of Finance
1045-1110 Address by Chief Guest Mr. U. K. Sinha | Chairman, Securities and Exchange Board of India
1110-1125 Q&A
1125-1130 Vote of Thanks Mr. Rajiv Bajaj | Co-Chairman, Capital Markets Committee, PHD Chamber
1130-1145 Tea
  • IPOs/FPOs: Wrong Disclosures, Overpricing, Manipulated Subscriptions, Misutilization/Siphoning of Issue Funds
  • Inducing investors through false/misleading representations
  • Malpractices by Mutual Funds/Insurance: ULIPs, NFOs
  • Illegal Investment Schemes/Ponzi Schemes ( Sahara/Saradha)
11451245 Moderator Mr. Vivek Law | Editor, Bloomberg TV-India
Some Case Studies Mr. Prithvi Haldea | Chairman & Managing Director, PRIME Database
Panelists Mr. Yash J. Ashar | Partner, Amarchand & Mangaldas & Suresh A. Shroff & Co.Mr. Ajay Bahal* | Managing Partner, AZB

Dr. K. P. Krishnan*| Additional Secretary, Dept of Economic Affairs, Ministry of Finance

Mr. R. K. Padmanabhan*| Executive Director – Investigations, SEBI

Mr. S.Ramesh | Jt. Managing Director, Kotak Mahindra Capital Co.

Mr. Atul Sharma | Managing Partner, Link Legal

Mr. Sundeep Sikka* | President & CEO, Reliance Mutual Fund

Mr. Pavan Kumar Vijay | Managing Director, Corporate Professionals (India) Pvt. Ltd.

  • Insider Trading
  • Fraudulent Practices and Market Manipulation
  • Accounting Frauds/Improper accounting practices
  • Broker/Operator Nexus
  • Violation of Takeover Guidelines
  • Fictitious/fraudulent/structured/unauthorised transactions
  • Mis-selling and wrong profiteering from investors
  • Excess demat than issued capital
  • Inducing investors through false/misleading representations
  • Non-compliance of Listing Agreement
  • Poor continuing disclosures
  • Unfair Delisting and Buybacks
  • Unfair Mergers & Demergers
1245-1345 Moderator Ms. Menaka Doshi* | Corporate Editor, CNBC
Some Case Studies  Mr. J. N. Gupta | Managing Director, Stakeholder Empowerment Services Pvt. Ltd. 
Panelists Mr. Subodh Agarwal* | President, Institute of Chartered Accountants of IndiaMr Sandeep Dhupia* | Head-Risk Consulting, KPMG

Ms. Renuka Kumar*  | Joint Secretary , Ministry of Corporate Affairs

Dr. V. R. Narasimhan | Chief-Regulations, National Stock Exchange of India Ltd.

Mr. Sandeep Parekh | Partner, Finsec Law Advisors

Mr. S. Ravindran*| Executive Director-Integrated Surveillance, Special Enforcement and Corporation Finance, SEBI

Mr. Shriram Subramanian | Managing Director, InGovern Research Services

1345-1430     Lunch
  • Clarity in Policy/Processes
  • Market Surveillance Systems at SEBI and Stock Exchanges
  • Orders of the Regulator
  • Consent Orders
  • New powers of SEBI of search and seizure, raid/arrest defaulters, attachment and order disgorgement; call data records; seek information from domestic/foreign regulators
  • SFIO
  • Fast Track Courts
  • SAT
  • Shareholder Activism-Proxy Advisory Firms/Voting by Mutual Funds/Class Action
  • Role of Independent Directors
  • Role of Auditors
  • Indian Financial Code
1430-1530 Moderator Dr. Ajay Shah | Professor, National Institute of Public Finance & Policy
Panelists Mr. Nilimesh Baruah* | Director, Serious Frauds Investigation OfficeMr. Kaushik Dutta | Managing Director, Thought Arbitrage Research Institute

Mr. G.V. Nageswara Rao | Managing Director, NSDL

Mr. J. Ranganayakulu | Executive Director-Legal Affairs, SEBI

Mr. M. S. Sahoo | Secretary, Institute of Company Secretaries of India

Ms. Pradnya Saravade | Former Executive Director, SEBI

Mr. Shardul Shroff* | Managing Partner, Amarchand & Mangaldas & Suresh A. Shroff & Co.

Mr. Somasekhar Sundaresan | Partner, J. Sagar Associates

[gravityform id=”6″ name=”PHDCCI Capital Markets Fraud Conference Response Form” description=”false”]

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