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SEBI amends (Stock Brokers and Sub-Brokers) Regulations, 1992

GAZETTE OF INDIA

EXTRAORDINARY

PART – III – SECTION 4

PUBLISHED BY AUTHORITY
NEW DELHI, JULY 13, 2017

SECURITIES AND EXCHANGE BOARD OF INDIA

NOTIFICATION Mumbai, the 13th July, 2017

SECURITIES AND EXCHANGE BOARD OF INDIA

(STOCK BROKERS AND SUB-BROKERS) (AMENDMENT) REGULATIONS, 2017

 

No. SEBI/LAD-NRO/GN/2017-18/005.─  In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby, makes the following regulations to further amend the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992, namely,—

1. These regulations may be called the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2017.

2. They shall come into force on the date of their publication in the Official Gazette.

3. In the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992, regulation 18C shall be omitted.

Sd/-

AJAY TYAGI

CHAIRMAN

SECURITIES AND EXCHANGE BOARD OF INDIA

Download SEBI (Stock Brokers and Sub-brokers) Amendment Regulation,2017 notification from here

 

Download Amended Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992

 

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