Category - SEBI

SEBI issues Consultation paper on SEBI (Investment Advisers) Regulations, 2013

Consultation paper on Amendments/Clarifications to the SEBI (Investment Advisers) Regulations, 2013 SEBI had issued a consultation paper on October 07, 2016 seeking public comments on the clarifications/amendments to SEBI (Investment Advisers) Regulations, 2013 (‘IA Regulations’). Large number of comments have been received on the proposals enumerated in the consultation paper. Based on the feedback received… Read More

Holiday Packages as Collective Investment Schemes : SEBI Perspectives and Ruling

Holiday Packages as Collective Investment Schemes : SEBI Perspectives and Ruling

EXECUTIVE SUMMARY The article delves into the recent Security Appellate Tribunal (“Tribunal”) judgment which has upheld the Security Exchanges Board of India (“SEBI”)- the (“Respondent”) order classifying the holiday schemes floated by Pancard Clubs Limited (“Appellants”) was indeed   a Collective Investment Scheme (“CIS”) and thereby directing the Appellants to inter-alia, refund the sum of money… Read More

SEBI issues guidelines on product design and risk management on commodity exchanges

Securities Exchange Board of India CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2017/55 June 13, 2017 To, The Managing Directors / Chief Executive Officers All Commodity Derivatives Exchanges Dear Sir / Madam, Sub: Options on Commodity Futures- Product Design and Risk Management Framework 1. In consultation with Commodity Derivatives Advisory Committee (CDAC), SEBI vide Circular SEBI/HO/CDMRD/DMP/CIR/P/104 dated September 28, 2016 decided… Read More

SEBI consolidates guidelines for Investor Protection Fund applicable to Exchanges

Securities and Exchange Board of India CIRCULAR CIR/CDMRD/DEICE/CIR/P/2017/53                                                                                         June13, 2017 To,… Read More

SEBI made Intermediary portal for mutual funds operative w.e.f 1st June 2017

CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2017/52 June 01, 2017 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Board of Trustees of Mutual Funds Sub: Online Registration Mechanism for Mutual Funds Dear Sir/Madam, 1. Hon'ble Minister of Finance, Government of India, in his speech while presenting the Budget for FY 2017-18 on February 01, 2017, announced that the process of registration… Read More

SEBI circular on disclosure requirements for Green Debt Securities

A Debt Security shall be considered as Green or „Green Debt Securities‟, if the funds raised through issuance of the debt securities are to be utilised for project(s) and/or asset(s) for Renewable and sustainable energy,  Clean transportation, Sustainable water management, Climate change adaptation, Sustainable waste management, Biodiversity conservation  or  any other category as may be specified by Board. Circular CIR/IMD/DF/51/2017  … Read More

Securities Contracts (Regulation) Amendment Rules, 2017

MINISTRY OF FINANCE (Department of Economic Affairs) NOTIFICATION New Delhi, the 20th March, 2017 G.S.R. 268(E).—In exercise of the powers conferred by section 30 of the Securities Contracts (Regulation) Act, 1956 (42 of 1956), the Central Government hereby makes the following rules further to amend the Securities Contracts (Regulation) Rules, 1957, namely:— 1. (1) These… Read More

Relaxation to Listed Entities under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957

CIRCULAR CFD/DIL3/CIR/2017/21 March 10, 2017 All Listed Entities who have listed their equity and convertibles All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 1. SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (hereinafter… Read More

Securities and Exchange Board of India (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6th March, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (PAYMENT OF FEES AND MODE OF PAYMENT) (AMENDMENT) REGULATIONS, 2017 No. SEBI/LAD-NRO/GN/2016-17/037.—In exercise of the powers conferred by section 31 of the Securities Contracts (Regulation) Act, 1956 (42 of 1956), section 30 of the Securities and Exchange… Read More

Amendments to SEBI (Mutual Funds) Regulations, 1996

CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2017/17  February 28, 2017 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI)   Sir/ Madam, Subject: Circular on Mutual Funds A. Amendments to SEBI (Mutual Funds) Regulations, 1996 1. Please refer to the gazette notification no. SEBI/LAD/NRO/GN/2016-17/031 dated 15 February 2017 pertaining… Read More

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