Category - SEBI

SEBI: Enhanced disclosure in case of listed debt securities

SEBI vide its circular SEBI/HO/MIRSD/DOS3/CIR/P/2019/68 dated 27th May, 2019, in order to secure investor's interest and enhance transparency, has issued following guidelines for amendment to existing regulatory framework for Debenture Trustees (DT): DTs shall disclose the nature of compensation arrangement with its clients on their websites DTs shall display on their website the ISIN wise details… Read More

Modification of circular dated December 7, 2018 on Disclosure of significant beneficial ownership in the shareholding pattern

Securities and Exchange Board of India (SEBI) vide its circular dated 12th March, 2019 has modified the circular No. SEBI/HO/CFD/CMD1/CIR/P/2018/0000000149 dated December 7, 2018 with respect to disclosure of significant beneficial ownership in the shareholding pattern of listed entities to give effect to the amendments made by the Ministry of Corporate affairs (MCA) vide the Companies… Read More

Relaxation from requirement to furnish a copy of PAN for transfer of equity shares of Listed Entities executed by non- residents

Securities and Exchange Board of India (SEBI) vide its circular dated 11th February, 2019 under Section 11(1) of SEBI Act, 1992 read with regulation 101 and 102 of the Listing Obligations and Disclosure Requirements (LODR), addresses the difficulties faced by investors in transfer of physical shares as many of the non-residents do not possess PAN… Read More

Format for Annual Secretarial Audit Report and Annual Secretarial Compliance Report for listed entities and their material subsidiaries

SEBI vide it’s Circular dated February 08, 2019 has specified the Format for Revised Annual Secretarial Audit Report for listed entities and material unlisted subsidiaries and Format for Annual Secretarial Compliance Report applicable to listed entities. These formats shall be effective from the financial year ended March 31, 2019. Further, it has amended the SEBI… Read More

Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2018 – Dated December 31, 2018

THE GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, December 31, 2018 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 31st of December, 2018 SECURITIES AND EXCHANGE BOARD OF INDIA                                  … Read More

Clarification on clubbing of investment limits of Foreign Portfolio Investors

Securities and Exchange Board of India SEBI/HO/IMD/FPIC/CIR/P/2018/150 December 13, 2018 To, 1. All Foreign Portfolio Investors ("FPIs") through their Designated Depository Participants ("DDPs")/ Custodian of Securities. 2. The Depositories (NSDL and CDSL) Sir/ Madam, Subject: Clarification on clubbing of investment limits of Foreign Portfolio Investors ("FPIs") 1. This has reference to SEBI circulars No CIR/IMD/FPIC/CIR/P/2018/64… Read More

Disclosure of significant beneficial ownership in the shareholding pattern:SEBI

CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2018/0000000149 December 7, 2018 To All Listed entities All the Recognised stock exchanges All the Depositories Dear Sir/Madam, Sub: Disclosure of significant beneficial ownership in the shareholding pattern 1. Vide SEBI Circular No. CIR/CFD/CMD/13/2015 dated November 30, 2015, a format has been prescribed for disclosure of holding of specified securities and shareholding pattern under… Read More

Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2018

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6 th December, 2018 SECURITIES AND EXCHANGE BOARD OF INDIA (MUTUAL FUNDS) (THIRD AMENDMENT) REGULATIONS, 2018 No. SEBI/LAD-NRO /GN/ 2018/50 - In exercise of the powers conferred by section 30 read with clause (c) of sub-section (2) of section 11 of the Securities and Exchange Board… Read More

MCA reconstitutes High Level Committee on Corporate Social Responsibility -2018(HLC-2018)

No.12/03/2018-CSR Government of India Ministry of Corporate Affairs 5th Floor , 'A' Wing , Shastri Bhawan, Dr. R.P. Road, New Delhi-110001 Date: 22.11.2018 OFFICE ORDER Subject: Reconstitution of High Level Committee on Corporate Social Responsibility -2018(HLC-2018) Pursuant to orders of Honb'le Ministrer of Corporate Affairs and in supersession  of earlier  office order of even no.… Read More

SEBI releases guidelines on fund raising by issuance of Debt Securities by Large Entities

SECURITIES EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/DDHS/CIR/P/2018/144 November 26, 2018 To All Listed Entities (whose specified securities or debt securities or NCRPS are listed on SEBI recognized Stock Exchanges) Dear Sir / Madam, Sub: Fund raising by issuance of Debt Securities by Large Entities 1. With a view to operationalising the Union Budget announcement for… Read More

Operating Guidelines for Alternative Investment Funds in International Financial Services Centres:SEBI

SECURITIES EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF1/CIR/P/143/2018 November 26, 2018 All Alternative Investment Funds All Custodians Dear Sir / Madam Subject: Operating Guidelines for Alternative Investment Funds in International Financial Services Centres. 1. SEBI has issued SEBI (International Financial Services Centre) Guidelines, 2015 (hereinafter referred to as ‘IFSC Guidelines’) on March 27, 2015 for facilitating… Read More

SEBI issues circular on disclosure of reason for delay in submission of financial results by listed entities

Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD-1/142/2018 November 19,2018 To All Listed Entities All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Disclosure of reasons for delay in submission of financial results by listed entities 1. Regulation 33 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“Listing Regulations”),… Read More

Guidelines for Enhanced Disclosures by Credit Rating Agencies (CRAs)

CIRCULAR SEBI/ HO/ MIRSD/ DOS3/ CIR/ P/ 2018/ 140 November 13, 2018  To All Credit Rating Agencies registered with SEBI All Recognized Stock Exchanges All Depositories Dear Sir/ Madam, Sub: Guidelines for Enhanced Disclosures by Credit Rating Agencies (CRAs) SEBI has constantly endeavoured to enhance the quality of disclosures made by the CRAs. In pursuance… Read More

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