Category - SEBI

Clarification on clubbing of investment limits of Foreign Portfolio Investors

Securities and Exchange Board of India SEBI/HO/IMD/FPIC/CIR/P/2018/150 December 13, 2018 To, 1. All Foreign Portfolio Investors ("FPIs") through their Designated Depository Participants ("DDPs")/ Custodian of Securities. 2. The Depositories (NSDL and CDSL) Sir/ Madam, Subject: Clarification on clubbing of investment limits of Foreign Portfolio Investors ("FPIs") 1. This has reference to SEBI circulars No CIR/IMD/FPIC/CIR/P/2018/64… Read More

Disclosure of significant beneficial ownership in the shareholding pattern:SEBI

CIRCULAR SEBI/HO/CFD/CMD1/CIR/P/2018/0000000149 December 7, 2018 To All Listed entities All the Recognised stock exchanges All the Depositories Dear Sir/Madam, Sub: Disclosure of significant beneficial ownership in the shareholding pattern 1. Vide SEBI Circular No. CIR/CFD/CMD/13/2015 dated November 30, 2015, a format has been prescribed for disclosure of holding of specified securities and shareholding pattern under… Read More

Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2018

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 6 th December, 2018 SECURITIES AND EXCHANGE BOARD OF INDIA (MUTUAL FUNDS) (THIRD AMENDMENT) REGULATIONS, 2018 No. SEBI/LAD-NRO /GN/ 2018/50 - In exercise of the powers conferred by section 30 read with clause (c) of sub-section (2) of section 11 of the Securities and Exchange Board… Read More

MCA reconstitutes High Level Committee on Corporate Social Responsibility -2018(HLC-2018)

No.12/03/2018-CSR Government of India Ministry of Corporate Affairs 5th Floor , 'A' Wing , Shastri Bhawan, Dr. R.P. Road, New Delhi-110001 Date: 22.11.2018 OFFICE ORDER Subject: Reconstitution of High Level Committee on Corporate Social Responsibility -2018(HLC-2018) Pursuant to orders of Honb'le Ministrer of Corporate Affairs and in supersession  of earlier  office order of even no.… Read More

SEBI releases guidelines on fund raising by issuance of Debt Securities by Large Entities

SECURITIES EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/DDHS/CIR/P/2018/144 November 26, 2018 To All Listed Entities (whose specified securities or debt securities or NCRPS are listed on SEBI recognized Stock Exchanges) Dear Sir / Madam, Sub: Fund raising by issuance of Debt Securities by Large Entities 1. With a view to operationalising the Union Budget announcement for… Read More

Operating Guidelines for Alternative Investment Funds in International Financial Services Centres:SEBI

SECURITIES EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/IMD/DF1/CIR/P/143/2018 November 26, 2018 All Alternative Investment Funds All Custodians Dear Sir / Madam Subject: Operating Guidelines for Alternative Investment Funds in International Financial Services Centres. 1. SEBI has issued SEBI (International Financial Services Centre) Guidelines, 2015 (hereinafter referred to as ‘IFSC Guidelines’) on March 27, 2015 for facilitating… Read More

SEBI issues circular on disclosure of reason for delay in submission of financial results by listed entities

Securities and Exchange Board of India CIRCULAR CIR/CFD/CMD-1/142/2018 November 19,2018 To All Listed Entities All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Disclosure of reasons for delay in submission of financial results by listed entities 1. Regulation 33 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“Listing Regulations”),… Read More

Guidelines for Enhanced Disclosures by Credit Rating Agencies (CRAs)

CIRCULAR SEBI/ HO/ MIRSD/ DOS3/ CIR/ P/ 2018/ 140 November 13, 2018  To All Credit Rating Agencies registered with SEBI All Recognized Stock Exchanges All Depositories Dear Sir/ Madam, Sub: Guidelines for Enhanced Disclosures by Credit Rating Agencies (CRAs) SEBI has constantly endeavoured to enhance the quality of disclosures made by the CRAs. In pursuance… Read More

Standardised norms for transfer of securities in physical mode:SEBI

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOS3/CIR/P/2018/139 November 6, 2018 To, All Registrars to an Issue and Share Transfer Agents registered with SEBI All Listed entities (Through Stock Exchanges) All Recognised Stock Exchanges Dear Sir / Madam, Subject: Standardised norms for transfer of securities in physical mode 1. Vide Regulation 40 and Schedule VII… Read More

SEBI streamlines process of public issue of equity shares and convertibles

SECURITIES EXCHANGE BOARD OF INDIA CIRCULAR SEBI/HO/CFD/DIL2/CIR/P/2018/138 November 1, 2018 To Recognized Stock Exchanges Depositories Registered Stock Brokers Registered Merchant Bankers Registered Registrars to an Issue and Share Transfer Agents Registered Depository Participants Registered Bankers to an Issue National Payments Corporation of India Dear Sir/ Madam, Sub: Streamlining the Process of Public Issue of Equity… Read More

SEBI amends Regulatory Fee on Stock Exchanges w.e.f. 1st April 2018

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 23rd OCTOBER 2018 SECURITIES AND EXCHANGE BOARD OF INDIA (REGULATORY FEE ON STOCK EXCHANGES) (AMENDMENT) REGULATIONS, 2018 No. SEBI/LAD-NRO/GN/2018/45 In exercise of the powers conferred by Section 30 read with clause (k) of sub-section (2) of section 11 of the Securities and Exchange Board of India… Read More

Securities and Exchange Board of India (Appointment of Administrator and Procedure for Refunding to the Investors) Regulations, 2018

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd October, 2018 SECURITIES AND EXCHANGE BOARD OF INDIA (APPOINTMENT OF ADMINISTRATOR AND PROCEDURE FOR REFUNDING TO THE INVESTORS) REGULATIONS, 2018 No. SEBI/LAD-NRO/GN/2018/39. - In exercise of the powers conferred by section 30 read with sub-section (1) of section 11 and section 28A of the Securities… Read More

Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 3rd October, 2018 SECURITIES CONTRACTS (REGULATION) (STOCK EXCHANGES AND CLEARING CORPORATIONS) REGULATIONS, 2018 No. SEBI/LAD-NRO/GN/2018/41.- In exercise of the powers conferred by sections 4, 8A and 31 of the Securities Contracts (Regulation) Act, 1956, read with sections 11 and 30 of the Securities and Exchange Board… Read More

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