Category - SEBI

Simplification of Account Opening Kit

CIRCULAR CIR/MIRSD/64/2016 July12, 2016 1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. All recognised Depositories 4. Depository Participants through Depositories Dear Sir/ Madam, Subject: Simplification of Account Opening Kit 1. Presently, a stock broker/ depository participant is required, in terms of SEBI circulars: (a) No. MIRSD/ SE /Cir-19/2009 dated December… Read More

Consultation paper for Disclosure of financial information in offer document/placement memorandum and for Valuation in respect of SEBI (Infrastructure investment trusts) Regulations, 2014

A. Background 1.1. The SEBI (Infrastructure investment trusts) Regulations, 2014 (InvIT Regulations) were notified on September 26, 2014, thereby providing a regulatory framework for registration and regulation of InvITs in India. The regulations, inter alia, prescribe conditions for making a public offer and private placement and broad guidelines for making initial and continuous disclosures including… Read More

SEBI made a public announcement mandating the use of Electronic book mechanism for issuance of debt securities

SEBI has made a public announcement mandating the use of Electronic book mechanism for issuance of debt securities on private placement basis. SEBI had issued a circular dated April 21, 2016 wherein the use of an Electronic Book Mechanism (EBM) had been made mandatory from July 01, 2016 for issuance of debt securities on private… Read More

Revised Formats for Financial Results and Implementation of Ind-AS by Listed Entities

CIRCULAR CIR/CFD/FAC/62/2016 July 05, 2016 To All Listed Entities All Recognized Stock Exchanges Dear Sir / Madam, Sub: Revised Formats for Financial Results and Implementation of Ind-AS by Listed Entities 1. SEBI vide Circular No. CIR/CFD/CMD/15/2015 dated November 30, 2015, has prescribed formats for publishing financial results. 2. SEBI, in consultation with the market participants… Read More

Clarification regarding grandfathering of ODI issuers and modification of replies of FAQ 70 and FAQ 71 of SEBI FAQs to SEBI (FPI) Regulations, 2014

CIR/IMD/FPI&C/61/2016 June 29, 2016 To, All Foreign Portfolio Investors Through their Custodians of Securities/DDPs Dear Sir/Madam, Sub: Clarification regarding grandfathering of ODI issuers and modification of replies of FAQ 70 and FAQ 71 of SEBI FAQs to SEBI (FPI) Regulations, 2014. In terms of the SEBI (Foreign Portfolio Investors) Regulation, 2014 (FPI Regulations)and circulars issued… Read More

Review of the framework of position limits for currency derivatives contracts

CIRCULAR SEBI/HO/MRD/DP/CIR/P/2016/60 June 22, 2016 To, All Stock exchanges and Clearing corporations, All Foreign Portfolio Investors (FPIs). Dear Sir / Madam, Subject: Review of the framework of position limits for currency derivatives contracts With the view to ease trading requirements in the currency derivatives segment, it is clarified that the position limit linked to open… Read More

Consultation Paper for Public Comments Amendments to SEBI (Portfolio Managers) Regulations, 1993 Pursuant To Introduction of Section 9A in The Income Tax Act, 1961

The objective of this consultation paper is to seek comments from the public for the purpose of laying down an enabling framework for the registration of Eligible Fund Managers to manage Eligible Investment Funds pursuant to insertion of Section 9A in the Income Tax Act, 1961. Please click on the below link to download Consultation Paper… Read More

SEBI Board Meeting

PR No. 116/2016 SEBI Board Meeting The SEBI Board met in Mumbai today and took the following decisions:    A. Consultation Paper for "Amendments to the SEBI (Portfolio Managers) Regulations, 1993 pursuant to introduction of Section 9A in the Income Tax Act, 1961" Pursuant to the announcement by Hon’ble Finance Minister in Union Budget 2015-16,… Read More

Know Your Client (KYC) norms for ODI subscribers, transferability of ODIs, reporting of suspicious transactions

CIRCULAR CIR/IMD/FPI&C/59/2016 June 10, 2016 To, All Foreign Portfolio Investors (FPIs) (Through their Designated Depository Participants/Custodians of Securities) Dear Sir/Madam, Subject: Know Your Client (KYC) norms for ODI subscribers, transferability of ODIs, reporting of suspicious transactions, periodic review of systems and modified ODI reporting format. 1. In terms of the SEBI (Foreign Portfolio Investors) Regulation,… Read More

Investor Protection Fund (IPF) of Depositories

CIRCULAR SEBI/HO/MRD/DP/CIR/P/2016/58 June 07, 2016 To, The Depositories, Dear Sir / Madam, Subject: Investor Protection Fund (IPF) of Depositories 1. The Depository System Review Committee (DSRC) had examined various aspects of the depository IPF including utilization and investment policy of IPF and quantum of funds to be transferred to IPF. The Expert Committee on Clearing… Read More

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