Category - SEBI

Sixth Meeting of the International Advisory Board of SEBI

PR No. 297/2015 Sixth Meeting of the International Advisory Board of SEBI The Sixth meeting of the International Advisory Board (IAB) of the Securities and Exchange Board of India (SEBI) was held on December 21 & 22, 2015. The following major issues were inter alia discussed during the meeting: i.        Implementation of OECD Principles of… Read More

Consultation paper for guidelines for public issue of units of Infrastructure Investment Trusts

December 23, 2015 Consultation paper for guidelines for public issue of units of Infrastructure Investment Trusts SEBI has placed the Consultation paper for guidelines for public issue of units of Infrastructure Investment Trusts on its website for public comments. We enclose the Consultation Paper for ready reference and seek your views/suggestions on the aforesaid paper.… Read More

Consultation Paper Additional disclosure norms for retail/public issuance of Additional Tier 1 (AT1) instruments issued by banks

December 23, 2015 Consultation Paper Additional disclosure norms for retail/public issuance of Additional Tier 1 (AT1) instruments issued by banks SEBI has placed the ‘Consultation Paper Additional disclosure norms for retail/public issuance of Additional Tier 1 (AT1) instruments issued by banks’ on its website for public comments. We enclose the Consultation Paper for ready reference… Read More

SEBI distributes disgorgement amount to the investors affected by IPO Irregularities

PR No. 295/2015 SEBI distributes disgorgement amount to the investors affected by IPO Irregularities SEBI has initiated the second tranche of distribution of amount to 4.63 lakh investors from the disgorged amount in the matter of Initial Public Offerings (IPOs) irregularities. An amount of Rs.18.06 crore, which includes Rs.7.35 crore recovered by SEBI in exercise… Read More

Facility for Basic Services Demat Account (BSDA)

CIRCULAR CIR/MRD/DP/ 20 /2015 December 11, 2015 To, The Depositories Dear Sir/ Madam, Subject: Facility for Basic Services Demat Account (BSDA) 1. SEBI vide circular no. CIR/MRD/DP/22/2012 dated August 27, 2012 had introduced the facility of “Basic Services Demat Account” (BSDA) with limited services for eligible individuals with the objective of achieving wider financial inclusion… Read More

Testing of software used in or related to Trading and Risk Management

CIRCULAR CIR/CDMRD/DEICE/03/2015 December 11, 2015 To, The Managing Directors / Chief Executive Officers All National Commodity Derivatives Exchanges Sir/Madam, Subject: Testing of software used in or related to Trading and Risk Management 1. Pursuant to Section 131 of the Finance Act, 2015 and Central Government notification F.No. 1/9/SM/2015 dated August 28, 2015, all recognized associations… Read More

Review of Annual Custody / Issuer Charges

CIRCULAR CIR/MRD/DP/18/2015 December 09, 2015 To, The Depositories Dear Sir/ Madam, Subject: Review of Annual Custody / Issuer Charges 1. SEBI vide circular No. MRD/DoP/SE/Dep/Cir-4/2005 dated January 28, 2005 has allowed the custody/issuer charges to be collected by the depositories from the issuers in the manner specified therein. Subsequently, the charges and the methodology were… Read More

Monthly Development Report for Commodity Derivative Exchanges

CIRCULAR CIR/CDMRD/DEA/4/2015 December 9, 2015 To The Managing Directors / Chief Executive Officers Of all Commodity Derivatives Exchanges Dear Sir / Madam, Sub: Monthly Development Report for Commodity Derivative Exchanges 1. The Commodity Derivative Exchanges are advised to submit a Monthly Development Report, as per the prescribed format, from the month of April, 2015 onwards… Read More

Outsourcing by Depositories

CIRCULAR CIR/MRD/DP/19/2015 December 09, 2015 To, The Depositories, Dear Sir / Madam, Subject: Outsourcing by Depositories 1. SEBI has vide circular CIR/MIRSD/24/2011 dated December 15, 2011 prescribed Guidelines on Outsourcing of Activities by Intermediaries. These guidelines list out certain principles for outsourcing to be followed by all the intermediaries registered with SEBI. 2. The Depository… Read More

SEBI Discussion Paper on ‘Review of framework for public issuance of Convertible Securities’

December 02, 2015 Discussion Paper on ‘Review of framework for public issuance of Convertible Securities’ The Securities and Exchange Board of India(SEBI) has placed the Discussion Paper on ‘Review of framework for public issuance of Convertible Securities’ on its website for public comments. We enclose the Discussion Paper for ready reference and seek your views/suggestions… Read More

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