Category - SEBI

Testing of software used in or related to Trading and Risk Management

CIRCULAR CIR/CDMRD/DEICE/03/2015 December 11, 2015 To, The Managing Directors / Chief Executive Officers All National Commodity Derivatives Exchanges Sir/Madam, Subject: Testing of software used in or related to Trading and Risk Management 1. Pursuant to Section 131 of the Finance Act, 2015 and Central Government notification F.No. 1/9/SM/2015 dated August 28, 2015, all recognized associations… Read More

Review of Annual Custody / Issuer Charges

CIRCULAR CIR/MRD/DP/18/2015 December 09, 2015 To, The Depositories Dear Sir/ Madam, Subject: Review of Annual Custody / Issuer Charges 1. SEBI vide circular No. MRD/DoP/SE/Dep/Cir-4/2005 dated January 28, 2005 has allowed the custody/issuer charges to be collected by the depositories from the issuers in the manner specified therein. Subsequently, the charges and the methodology were… Read More

Monthly Development Report for Commodity Derivative Exchanges

CIRCULAR CIR/CDMRD/DEA/4/2015 December 9, 2015 To The Managing Directors / Chief Executive Officers Of all Commodity Derivatives Exchanges Dear Sir / Madam, Sub: Monthly Development Report for Commodity Derivative Exchanges 1. The Commodity Derivative Exchanges are advised to submit a Monthly Development Report, as per the prescribed format, from the month of April, 2015 onwards… Read More

Outsourcing by Depositories

CIRCULAR CIR/MRD/DP/19/2015 December 09, 2015 To, The Depositories, Dear Sir / Madam, Subject: Outsourcing by Depositories 1. SEBI has vide circular CIR/MIRSD/24/2011 dated December 15, 2011 prescribed Guidelines on Outsourcing of Activities by Intermediaries. These guidelines list out certain principles for outsourcing to be followed by all the intermediaries registered with SEBI. 2. The Depository… Read More

SEBI Discussion Paper on ‘Review of framework for public issuance of Convertible Securities’

December 02, 2015 Discussion Paper on ‘Review of framework for public issuance of Convertible Securities’ The Securities and Exchange Board of India(SEBI) has placed the Discussion Paper on ‘Review of framework for public issuance of Convertible Securities’ on its website for public comments. We enclose the Discussion Paper for ready reference and seek your views/suggestions… Read More

SEBI Discussion Paper on “Exit Offer to Dissenting Shareholders”

December 02, 2015 Discussion Paper on “Exit Offer to Dissenting Shareholders” SEBI has placed the Discussion Paper on “Exit Offer to Dissenting Shareholders” on its website for public comments. We enclose the Discussion Paper for ready reference and seek your views/suggestions on the aforesaid paper. We shall highly appreciate to receive the same on khusbu.mohanty@icsi.edu… Read More

Introduction of system-driven disclosures in Securities Market

CIRCULAR CIR/CFD/DCR/17/2015 December 01, 2015 To All Listed Entities All Registered Registrar & Share Transfer Agents All Depositories All Nationwide Stock Exchanges Dear Sir/Madam, Introduction of system-driven disclosures in securities market 1. SEBI has specified the disclosure requirements relating to acquisition, sale and pledge of securities under the SEBI (Substantial Acquisition of Shares and Takeovers)… Read More

Issue of No Objection Certificate for release of 1% of issue amount

CIRCULAR CIR/OIAE/001/2015 November 30,2015 To, All Companies whose securities are listed on Stock Exchanges (through Stock Exchanges) All recognized Stock Exchanges All registered Merchant Bankers Dear Sir/Madam, Sub:Issue of No Objection Certificate for release of 1% of issue amount 1. As per the extant Listing Agreement with the Stock Exchanges, an issuer company deposits 1%… Read More

Review of the capacity planning framework of stock exchanges and clearing corporations

CLR Note: The Securities and Exchange Board of India has issued a circular no. CIR/MRD/DP/17/2015 dated 8th October, 2015 which review of the capacity planning framework of stock exchanges and clearing corporations The circular shall come into force form the date of publication in the official gazette. CIRCULAR CIR/MRD/DP/17/2015                    … Read More

SEBI cautions public to deal with only SEBI registered investment advisers and research analysts

PR No. 235/2015 SEBI cautions public to deal with only SEBI registered investment advisers and research analysts The general public is hereby cautioned to deal with only SEBI registered investment advisers and research analysts for availing investment advisory services/ research services. The details of SEBI registered investment advisers and research analysts are available on the… Read More

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