Category - SEBI

SEBI seeks comments on Report submitted by the Committee on Fair Market Conduct

Securities Exchange Board of India Press Release Aug 09, 2018 PR No.: 33/2018 SEBI constituted a Committee on Fair Market Conduct in August, 2017 under the Chairmanship of Shri T.K. Viswanathan, Ex-Secretary General, Lok Sabha and Ex- Law Secretary. The Committee was mandated to review the existing legal framework to deal with market abuse to ensure… Read More

SEBI issues clarification on strengthening of Guidelines and Raising Industry standards for RTAs, Issuer Companies and Banker to an Issue

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOS3/CIR/P/2018/115 July 16, 2018 To, All Registrars to an Issue and Share Transfer Agents registered with SEBI All Listed entities (Through Stock Exchanges) All Recognised Stock Exchanges Dear Sir / Madam, Subject: Strengthening the Guidelines and Raising Industry standards for RTAs, Issuer Companies and Banker to an Issue… Read More

SEBI discontinues the practice of acceptance of cash by Stock Brokers

CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2018/113 July 12, 2018 To, All Recognised Stock Exchanges Dear Sir / Madam, Subject: Discontinuation of acceptance of cash by Stock Brokers 1. Please refer to SEBI circular SEBI/MRD/SE/Cir- 33/2003/27/08 dated August 27, 2003, regarding Mode of Payment and Delivery. 2. Government of India has promoted various means for transfer / receipt of funds… Read More

SEBI issues circular on Investment by FPI through primary market issuances

CIRCULAR IMD/FPIC/CIR/P/2018/114 July 13, 2018 To 1. All Foreign Portfolio Investors (through their Custodian of Securities) 2. All Custodians 3. The Depositories (NSDL and CDSL) 4. All Registrar and Transfer Agents 5. All Merchant Bankers Dear Sir / Madam, Sub: Investment by Foreign Portfolio Investors (FPI) through primary market issuances 1. Regulation 21(7) of SEBI… Read More

SEBI releases circular on Review of Adjustment of corporate actions for Stock Options

CIRCULAR CIR/MRD/DoP-1/P/00108/2018 July 5, 2018 To All Stock Exchanges Dear Sir/Madam, Sub: Review of Adjustment of corporate actions for Stock Options. 1. SEBI, vide Circular No. SMDRP/DC/CIR- 8/01 dated June 21, 2001, prescribed a framework for adjustment of corporate actions for stock option contracts. Further, SEBI, vide Circular No. SMDRP/DC/CIR-15/02 dated December 18, 2002, set… Read More

Tags: Adjustment of corporate actions for Stock OptionsSEBI

SEBI release master circular on Anti-Money Laundering Standards and Combating the Financing of Terrorism under PMLA

MASTER CIRCULAR SEBI/ HO/ MIRSD/ DOS3/ CIR/ P/ 2018/ 104 July 04, 2018 To, All Intermediaries registered with SEBI under Section 12 of the Securities and Exchange Board of India Act, 1992. (Through the stock exchanges for stock brokers and sub brokers, depositories for depository participants, Association of Mutual Funds in India (AMFI) for Asset… Read More

Tags: Guidelines on Anti-Money LaunderingSEBIstock brokers and sub brokers

SEBI circular on Overseas Investment by Alternative Investment Funds (AIFs) / Venture Capital Funds (VCFs)

Circular SEBI/HO/IMD/DF1/CIR/P/2018/103/2018 July 3, 2018 All Alternative Investment Funds, All Venture Capital Funds (registered under erstwhile SEBI (Venture Capital Funds) Regulations, 1996) Dear Sir / Madam, Subject : Overseas Investment by Alternative Investment Funds (AIFs) / Venture Capital Funds (VCFs). 1. SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”) were notified on May 21, 2012… Read More

Tags: Alternative Investment FundsSEBIVenture Capital Funds (VCFs).

Shri S. K. Mohanty appointed as Whole Time Member, SEBI

Jun 25, 2018 PR No.: 21/2018 Shri S. K. Mohanty takes charge as Whole Time Member, SEBI Shri S.K. Mohanty has taken charge as Whole Time Member, Securities and Exchange Board of India in Mumbai today for a tenure of three years or until further orders, whichever is earlier. Prior to this assignment, Shri Mohanty served… Read More

RBI and SEBI review Investment by Foreign Portfolio Investors (FPI) in Debt

RBI/2017-18/199 A.P. (DIR Series) Circular No. 31 June 15, 2018 To All Authorized Persons Madam / Sir Investment by Foreign Portfolio Investors (FPI) in Debt - Review Attention of Authorised Dealer Category-I (AD Category-I) banks is invited to Schedule 5 to the Foreign Exchange Management (Transfer or Issue of Security by a Person Resident outside… Read More

Securities Exchange Board of India amends its Regulations

SEBI amends the following list of Regulations for the month of May:- Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2018 Securities and Exchange Board of India (Bankers to an Issue)(Amendment) Regulations 2018 Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agent)(Amendment) Regulations 2018 Securities and Exchange… Read More

SEBI constitutes Group to review Institutional Trading Platform (ITP) framework to facilitate the listing of start ups

SECURITIES EXCHANGE BOARD OF INDIA CIRCULAR Jun 12, 2018 PR No.: 17/2018 SEBI has constituted a group to look into the existing Institutional Trading Platform (ITP) framework and suggest measures to facilitate listing of startups. SEBI had put in place the ITP framework in 2015 with a view to facilitating listing of new age companies in… Read More

SEBI issues Registrars to an Issue and Share Transfer Agents Second Amendment Regulations, 2018

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th June, 2018 (REGISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS) (SECOND AMENDMENT) REGULATIONS, 2018 No. SEBI/LAD-NRO/GN/2018/25.—In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to… Read More

SEBI(Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2018

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 8th of June, 2018 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2018 No. SEBI/LAD-NRO/GN/2018/24. ─ In exercise of the powers conferred by section 11, sub-section (2) of section 11A and section 30 of the Securities and Exchange Board of… Read More

Page 2 of 27« First...23...10...Last »

Corporate Law Referencer

Recent Articles

Recent Legal updates

Recent Gst Updates