Category - SEBI

Sebi prohibits an Auditor from issuing any certificates required under securities laws, directly or indirectly

Under section 11(4) read with 11B of the Securities and Exchange Board of India Act, 1992 in respect of Shri Shashi Bhushan, Proprietor of M/s. Bhushan Aggarwal & Co. In the matter of Ritesh Properties and Industries Limited. Download Sebi prohibits an Auditor from issuing any certificates required under securities laws, directly or indirectly Read More

Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism

CIRCULAR CIR/MRD/DP/ 36 /2016 February 15, 2016 To All Stock Exchanges Dear Sir / Madam, Sub: Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism 1. Comprehensive guidelines on sale of shares through Offer for Sale mechanism were issued vide circular no CIR/MRD/DP/18/2012 dated July 18, 2012. These guidelines have been modified… Read More

Sebi Chairman U K Sinha gets one year extension till March 1, 2017

SEBI chief U K Sinha was today given a one-year extension, till March next year.UK Sinha will continue to lead India's capital and commodities market regulator for one more year. The government on Monday extended Sinha's term as the chairman of Securities and Exchange Board of India (Sebi) till March 01, 2017. The Appointments Committee… Read More

SEBI Circular on Mutual Funds

CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2016/35 February 15, 2016 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/ Madam, Sub: Circular on Mutual Funds A. Amendments to SEBI (Mutual Funds) Regulations, 1996 1. Please find enclosed a copy of the gazette notification No. SEBI/LADNRO/GN/2015-16/034 dated February 12, 2016 pertaining to Securities and Exchange Board… Read More

Revision in Position Limits for Agricultural Commodities

CIRCULAR CDMRD/DMP/CIR/32/2016 January 29, 2016 To, The Managing Directors / Chief Executive Officers National Commodity Derivatives Exchanges Sir / Madam, Sub.: Revision in Position Limits for Agricultural Commodities 1. In continuation of SEBI circular No CIR/CDMRD/DMP/2/2016 dated January 15, 2016, the following directions are hereby issued with respect to provisions of open position limits for… Read More

Revision in Position Limits for Agricultural Commodities

CIRCULAR CDMRD/DMP/CIR/32/2016 January 29, 2016 To, The Managing Directors / Chief Executive Officers National Commodity Derivatives Exchanges Sir / Madam, Sub.: Revision in Position Limits for Agricultural Commodities 1. In continuation of SEBI circular No CIR/CDMRD/DMP/2/2016 dated January 15, 2016, the following directions are hereby issued with respect to provisions of open position limits for… Read More

FAQs on SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 Disclaimer: Based on queries/ comments received from market participants, these FAQs have been prepared to provide guidance on the provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ("the Regulations", "Listing Regulations", "LR") and circulars issued there under. For full particulars of laws governing continuous disclosure… Read More

Amendment to SEBI Circular CIR/MRD/DSA/33/2012 dated December 13, 2012 pursuant to amendment in Regulation 2(1)(b) of SECC Regulations, 2012

CIRCULAR SEBI/HO/MRD/DSA/CIR/P/2016/30 January 22, 2016 All recognised Stock Exchanges/ Clearing Corporations Dear Sir/Madam, Sub: Amendment to SEBI Circular CIR/MRD/DSA/33/2012 dated December 13, 2012 pursuant to amendment in Regulation 2(1)(b) of SECC Regulations, 2012. 1. Pursuant to the approval of SEBI Board in its meeting held on November 30, 2015, SEBI has notified the amendments to… Read More

Know Your Client Requirements – Clarification on voluntary adaptation of Aadhaar based e-KYC process

CIRCULAR CIR/MIRSD/29/2016 January 22, 2016 1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. All recognised Depositories 4. Depository Participants through Depositories 5. Association of Mutual Funds in India 6. Mutual funds through AMFI 7. Portfolio Managers 8. KYC Registration Agencies (KRAs) 9. Alternative Investment Funds (AIFs) 10. Collective Investment Schemes… Read More

Securities and Exchange Board Of India (Depositories and Participants) (Amendment) Regulations, 2016

GAZETTE OF INDIA EXTRAORDINARY PART – III – SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, January 21, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 21stJanuary, 2016 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT) REGULATIONS, 2016 No.SEBI/LAD-NRO/GN/2015-16/032. -In exercise of the powers conferred by Section 30 of the Securities and… Read More

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