Category - SEBI

Issue of No Objection Certificate for release of 1% of issue amount

CIRCULAR CIR/OIAE/001/2015 November 30,2015 To, All Companies whose securities are listed on Stock Exchanges (through Stock Exchanges) All recognized Stock Exchanges All registered Merchant Bankers Dear Sir/Madam, Sub:Issue of No Objection Certificate for release of 1% of issue amount 1. As per the extant Listing Agreement with the Stock Exchanges, an issuer company deposits 1%… Read More

Review of the capacity planning framework of stock exchanges and clearing corporations

CLR Note: The Securities and Exchange Board of India has issued a circular no. CIR/MRD/DP/17/2015 dated 8th October, 2015 which review of the capacity planning framework of stock exchanges and clearing corporations The circular shall come into force form the date of publication in the official gazette. CIRCULAR CIR/MRD/DP/17/2015                    … Read More

SEBI cautions public to deal with only SEBI registered investment advisers and research analysts

PR No. 235/2015 SEBI cautions public to deal with only SEBI registered investment advisers and research analysts The general public is hereby cautioned to deal with only SEBI registered investment advisers and research analysts for availing investment advisory services/ research services. The details of SEBI registered investment advisers and research analysts are available on the… Read More

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