Depositories

SEBI Simplification of Demat Account opening process

CIRCULAR CIR/MIRSD/12/2013                                                                        December 04, 2013 The Managing Directors CDSL and NSDL Sub: Simplification of demat account opening process 1.   SEBI has taken a number of steps in the recent past to simplify the Account opening and KYC process in the securities markets. In continuation of the efforts in the same direction, it has now been… Read More

Tags: Beneficial OwnerCentral Depository Services LimitedDepositoriesDepository participantSEBISecurities & Exchange Board of IndiaSecurities and Exchange Board of India Act 1992

SEBI circular w.r.t. Investor Grievance Redressal Mechanism

CIRCULAR CIR/MRD/ICC/30/2013                          26.09.2013 The Managing Director/Executive Director, All Stock Exchanges. Dear Madam/Sir, Subject: Investor Grievance Redressal Mechanism 1) Reference may be made to CIR/MRD/DSA/03/2013 dated January 20, 2012, CIR/MRD/DSA/24/2010 dated August 11, 2010 and MRD/DoP/SE/Cir-38/2004 dated October 28, 2004. 2) With a view… Read More

Tags: BusinessDepositoriesInvestingInvestorSecurities & Exchange Board of IndiaStock BrokerStock exchangeStocks and Bonds

SEBI (Depositories and Participants) (Amendment) Regulations, 2011

THE GAZETTE OF INDIA EXTRAORDINARY PART III SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JULY 5, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th July, 2011 SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) (AMENDMENT) REGULATIONS, 2011 No.  LAD-NRO/GN/2011-12/14/21219 - In exercise of the powers conferred by section 30 of the Securities… Read More

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