Depository participant

Operational Guidelines for Designated Depository Participants

CIRCULAR CIR/IMD/FIIC/02/2014                            January 08, 2014  To, 1. All Custodians of Securities 2. All Foreign Institutional Investors through their designated Custodians of Securities 3. Depository Participants through Depositories 4. All Depositories 5. All Recognized Stock Exchanges Dear Sir/ Madam, Sub: Operational Guidelines for… Read More

Tags: Depository participantExchange Board of India ActInstitutional investorSEBISecurities & Exchange Board of IndiaSecurities and Exchange Board of India Act 1992Security (finance)Stock exchange

Delivery Instruction Slip (DIS) Issuance and Processing

CIRCULAR  CIR/MRD/DP/ 01/2014                                                                          January 07, 2014 To, The Depositories, Dear Sir / Madam, Sub: Delivery Instruction Slip (DIS) Issuance and Processing 1.   SEBI had earlier issued circular SEBI/MRD/Dep/Cir-03/2007 dated February 13, 2007 and SEBI/MRD/Dep/Cir-3/2008 dated February 28, 2008 on safeguards to address the concerns of the investors on transfer of securities in dematerialized mode. 2.… Read More

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Securities And Exchange Board Of India (Foreign Portfolio Investors) Regulations, 2014

Excerpts from the Securities And Exchange Board Of India (Foreign Portfolio Investors) Regulations, 2014 THE GAZETTE OF INDIA EXTRAORDINARY PART III SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JANUARY 7, 2014 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th January, 2014 SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) REGULATIONS, 2014 No. LAD-NRO/GN/2013-14/36/12.-… Read More

Tags: Depository participantExchange Board of India ActIndiaInstitutional investorNew DelhiReserve Bank of IndiaSecurities & Exchange Board of IndiaSecurities and Exchange Board of India Act 1992

SEBI Simplification of Demat Account opening process

CIRCULAR CIR/MIRSD/12/2013                                                                        December 04, 2013 The Managing Directors CDSL and NSDL Sub: Simplification of demat account opening process 1.   SEBI has taken a number of steps in the recent past to simplify the Account opening and KYC process in the securities markets. In continuation of the efforts in the same direction, it has now been… Read More

Tags: Beneficial OwnerCentral Depository Services LimitedDepositoriesDepository participantSEBISecurities & Exchange Board of IndiaSecurities and Exchange Board of India Act 1992

SEBI Board Meeting

The SEBI Board met in Mumbai today and took the following decisions:  SEBI (FOREIGN PORTFOLIO INVESTORS) REGULATIONS, 2013 The Board considered and approved the draft SEBI (Foreign Portfolio Investors) Regulations, 2013. The SEBI (Foreign Portfolio Investors) Regulations, 2013 have been framed keeping in view the provisions of SEBI (Foreign Institutional Investors) Regulations, 1995, Qualified Foreign… Read More

Tags: Categories of New Testament manuscriptsDepository participantFormal Public IdentifierInstitutional investorInvestmentMumbaiSEBISecurities & Exchange Board of India

Investment by Qualified Foreign Investors (QFIs) in “to be listed” Indian Corporate Debt Securities

CIRCULAR CIR/IMD/FIIC/13 /2013 August 13, 2013 All SEBI registered Intermediaries/ Recognized Stock Exchanges/ Depositories/ Mutual Funds/ qualified Depository Participants (DP) Sir / Madam, Sub: Investment by Qualified Foreign Investors (QFIs) in to be listed Indian Corporate Debt Securities 1. Vide SEBI circular CIR/IMD/FII&C/17/2012 dated July 18, 2012, QFIs had been allowed to invest in listed/… Read More

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