Exchange Board Of India Act | Corporate Law Reporter

IT Governance For Depositories

CIRCULAR CIR/MRD/DMS/ 03 /2014 January 21, 2014 To All Depositories Dear Sir/ Madam Subject: (Information Technology) IT Governance For Depositories 1. SEBI constituted the Depository System Review Committee (DSRC) to undertake a comprehensive review of the Indian depository system. Based on the recommendations of DSRC, following guidelines are issued to strengthen the Information Technology (IT)… Read More

Tags: Depository System Review Committee, Exchange Board of India Act, India, Information Security, Information technology, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992

Operational Guidelines for Designated Depository Participants

CIRCULAR CIR/IMD/FIIC/02/2014 January 08, 2014 To, 1. All Custodians of Securities 2. All Foreign Institutional Investors through their designated Custodians of Securities 3. Depository Participants through Depositories 4. All Depositories 5. All Recognized Stock Exchanges Dear Sir/ Madam, Sub: Operational Guidelines for… Read More

Tags: Depository participant, Exchange Board of India Act, Institutional investor, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Security (finance), Stock exchange

Delivery Instruction Slip (DIS) Issuance and Processing

CIRCULAR CIR/MRD/DP/ 01/2014 January 07, 2014 To, The Depositories, Dear Sir / Madam, Sub: Delivery Instruction Slip (DIS) Issuance and Processing 1. SEBI had earlier issued circular SEBI/MRD/Dep/Cir-03/2007 dated February 13, 2007 and SEBI/MRD/Dep/Cir-3/2008 dated February 28, 2008 on safeguards to address the concerns of the investors on transfer of securities in dematerialized mode. 2.… Read More

Tags: Barack Obama, Beneficial Owner, Depository participant, Exchange Board of India Act, Glossary of chess, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992

Securities And Exchange Board Of India (Foreign Portfolio Investors) Regulations, 2014

Excerpts from the Securities And Exchange Board Of India (Foreign Portfolio Investors) Regulations, 2014 THE GAZETTE OF INDIA EXTRAORDINARY PART III SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JANUARY 7, 2014 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th January, 2014 SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) REGULATIONS, 2014 No. LAD-NRO/GN/2013-14/36/12.-… Read More

Tags: Depository participant, Exchange Board of India Act, India, Institutional investor, New Delhi, Reserve Bank of India, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992

Declaration and Undertaking regarding PCC, MCV or equivalent structure by FIIs

CIRCULAR CIR/IMD/FIIC/21/ 2013 December 19, 2013 To, All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/ Madam, Sub: Declaration and Undertaking regarding PCC, MCV or equivalent structure by FIIs. SEBI vide circular CIR/IMD/FIIC/1/2010 dated April 15, 2010 had mandated all Foreign Institutional Investors/ Sub Accounts to submit Declaration and Undertaking… Read More

Tags: Circle, Exchange Board of India Act, India, Institutional investor, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Stock exchange

Circular on Infrastructure Debt Fund (IDF) Foreign Institutional Investors (FIIs) which are long term investors

CIRCULAR CIR / IMD / DF / 20 / 2013 November 29, 2013 All Mutual Funds/Asset Management Companies Trustee Companies/Boards of Trustees of mutual funds Sir / Madam, Sub: Circular on Infrastructure Debt Fund (IDF) Foreign Institutional Investors (FIIs) which are long term investors 1. SEBI, vide Circular CIR / IMD / DF / 7… Read More

Tags: Central bank, Exchange Board of India Act, India, Institutional investor, Mutual fund, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992

SEBI Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999

CIR/CFD/POLICYCELL/14/2013 November 29, 2013 To All Stock Exchanges All Registered Merchant Bankers Dear Sir/Madam, Sub: SEBI Circulars No. CIR/CFD/DIL/3/2013 dated January 17, 2013 and - CIR/CFD/DIL/7/2013 dated May 13, 2013 - Extension of time line for alignment 1. SEBI vide circular No. CIR/CFD/DIL/3/2013 dated January 17, 2013, inter alia, made certain amendments to the Equity… Read More

Tags: Amit Tandon, Employee benefit, Exchange Board of India Act, SEBI, Secondary market, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Stock exchange

Draft Regulations -SEBI (Procedure for Search and Seizure) Regulations, 2013, for public comments.

Draft Regulations -SEBI (Procedure for Search and Seizure) Regulations, 2013, for public comments. 1. Securities Laws (Amendment) Second Ordinance, 2013 was promulgated on September 16, 2013 conferring explicit powers on the Chairman, SEBI to authorise Investigating Authority or any other officer of SEBI to conduct search and seizure under sub-section (8) of section 11C of… Read More

Tags: Chairman, Exchange Board of India Act, Regulation, Search and seizure, SEBI, SEBI Act, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992

Role of SEBI in Capital Market: Developments and Challenges

INTRODUCTION The SEBI, that is, the Securities and the Exchange Board of India, is the national regulatory body for the securities market, set up under the securities and Exchange Board of India Act, 1992, to protect the interest of investors in securities and to promote the development of, and to regulate the securities market and… Read More

Tags: Business, Capital market, Exchange Board of India Act, India, Mutual fund, Regulation, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Stock exchange

Issues pertaining to primary issuance of debt securities

CIRCULAR CIR/IMD/DF/18/2013 October 29, 2013 To All Recognized Stock Exchanges All Registered Merchant Bankers Dear Sir/Madam, Issues pertaining to primary issuance of debt securities SEBI has been holding discussions with issuers and various other market participants regarding the issues concerning development of Corporate Bond Market. Based on the suggestions received in the aforesaid meetings, it… Read More

Tags: Companies Act, Exchange Board of India Act, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Security (finance), Stock exchange, The Companies Act 1956

The Securities Laws (Amendment) Bill 2013 – Complete Text as introduced in the Lok Sabha

The Securities Laws (Amendment) Bill 2013, which further amends the Securities and Exchange Board of India Act, 1992, the Securities Contracts (Regulation) Act, 1956 and the Depositories Act, 1996, has been introduced in the Lok Sabha. The Bill as introduced in the Lok Sabha has been attached here for reference. Securities Laws (Amendment) Bill 2013 Highlights of… Read More

Tags: Amendment, Bill, Bill 2013, Depositories Act, Exchange Board of India Act, Financial regulation, Gazette of India, Law, LokSabha, Member of Parliament, President of India, Rajya Sabha, Regulation, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Securities Laws

General Information Document for Investing in Public Issues

CIRCULAR CIR/CFD/DIL/12/2013 … Read More

Tags: Annexation, Circle, Exchange Board of India Act, Madam, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Stock exchange

Income-tax (17th Amendment) Rules, 2013

[TO BE PUBLISHED IN THE GAZETTE OF INDIA EXTRAORDINARY, PART II, SECTION 3, SUB-SECTION (ii)] GOVERNMENT OF INDIA MINISTRY OF FINANCE DEPARTMENT OF REVENUE (CENTRAL BOARD OF DIRECT TAXES) Notification No. 75/2013 New Delhi, the day of 23th September, 2013 S.O. 2887(E).- In exercise of the powers conferred by sections 101 and144BA read withsection 295 of the Income-tax Act, 1961 (43… Read More

Tags: Exchange Board of India Act, Gazette of India, Government of India, Income Tax Act 1961, New Delhi, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Taxation in India