Insider Trading

SEBI Consultation paper on Infrastructure Investment Trusts

SEBI is inviting Public comments on the consultative paper on the aforesaid proposals as laid out in the Document attached here. Comments may be forwarded by email to Ms. Nila Salil Khanolkar, Assistant General Manager (nila@sebi.gov.in) or Mr. Naveen Gupta, Assistant Manager (naveeng@sebi.gov.in) latest by January 20, 2014. The Comments should be given in the… Read More

Tags: BusinessCompanies ActEmployee benefitInsider TradingPublic companyRegulationSecurities & Exchange Board of IndiaSecurities and Exchange Board of India Act 1992

SEBI International Advisory Board discusses Insider Trading, REIT, Cyber Security and other major issues

The third meeting of the International Advisory Board (IAB) of the Securities and Exchange Board of India (SEBI) was held on December 9 & 10, 2013 at Bangalore. Major issues discussed during the meeting are:  i.              Insider Trading: Global best practices and lessons for India IAB deliberated on insider trading prohibition frameworks in various jurisdictions and… Read More

Tags: China Banking Regulatory CommissionIndiaInsider TradingNew York University Stern School of BusinessReal estate investment trustSEBISecurities & Exchange Board of IndiaSouth Africa

Justice Sodhi Committee Report on SEBI (Prohibition Of Insider Trading) Regulations, 1992

The High Level Committee to Review the SEBI (Prohibition of Insider Trading) Regulations, 1992 constituted under the Chairmanship of Justice (Shri.) N.K. Sodhi, former chief justice of Karnataka and Kerala High Courts and former presiding officer of the Securities Appellate Tribunal, submitted its report to SEBI Chairman, Shri U.K. Sinha, on December 7, 2013 at… Read More

Tags: Bandra Kurla ComplexChandigarhIndiaInsider TradingKarnatakaSecurities & Exchange Board of IndiaStock exchangeUPSI

Commencement Notification CA2013 :: Section 195 :: Prohibition on insider trading of securities

Chapter XII -Meetings of Board and its Powers (173 - 195) Section 195- Prohibition on insider trading of securities (1) No person including any director or key managerial personnel shall enter into insider trading: Provided that nothing contained in this sub-section shall apply to any communication required in the ordinary course of business or profession… Read More

Tags: BrokeragesBusinessInformation sensitivityInsider TradingInvestingManagementPublic companySecurity (finance)

SEBI Constitutes Committee to review Insider Trading Regulations

Two decades have passed since the SEBI (Prohibition of Insider Trading) Regulations, 1992  were notified which was framed to deter the practice of insider trading in the securities of listed companies. Since then there have been several amendments to the Regulations and judicial paradigm through case laws have also evolved in India.  In fact, world… Read More

Tags: Insider TradingRegulatory NewsSEBI

How to tackle Insider Trading in INDIA: An Analysis of current laws and Regulations through judicial decissions.

Abstract Insider trading is mal practices of those who are directly related to a company or body corporate or has any relation with the company. These persons use their position to get price sensitive information related to value of shares etc. which is unpublished. The Indian laws, which govern it, are not sufficient enough regarding… Read More

Tags: Bombay Stock ExchangeIndiaInsider TradingInsider Trading RegulationSEBISEBI ActSecurities & Exchange Board of IndiaUnited States

Indian origin man pleads guilty of Insider Trading in US

An Indian-origin hedge fund manager in the US has pleaded guilty to his involvement in insider trading schemes and could face up to 20 years in prison. Samir Barai, 39, a portfolio manager at two different New York hedge funds, pleaded guilty before Magistrate Judge Kevin Nathaniel Fox to one count of conspiracy to commit… Read More

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