Institutional Investor | Corporate Law Reporter

SEBI Circular on FII Position Limits in Exchange Traded Interest Rate Futures (IRF)

CIRCULAR CIR/MRD/DRMNP/2/2014 January 20, 2014 To Depositories, Recognized Stock Exchanges, Recognized Clearing Corporations, All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam, Sub: FII Position Limits in Exchange Traded Interest Rate Futures (IRF) 1. SEBI in consultation with RBI, vide circular CIR/MRD/DRMNP/35/2013 dated December 5, 2013 prescribed the framework for Stock Exchanges… Read More

Tags: FII, Institutional investor, Interest rate future, National Securities Depository Limited, NSDL, SEBI, Securities & Exchange Board of India, Stock exchange

Operational Guidelines for Designated Depository Participants

CIRCULAR CIR/IMD/FIIC/02/2014 January 08, 2014 To, 1. All Custodians of Securities 2. All Foreign Institutional Investors through their designated Custodians of Securities 3. Depository Participants through Depositories 4. All Depositories 5. All Recognized Stock Exchanges Dear Sir/ Madam, Sub: Operational Guidelines for… Read More

Tags: Depository participant, Exchange Board of India Act, Institutional investor, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Security (finance), Stock exchange

Reporting of Trades in Securitised Debt Instruments in Trade Reporting Platforms and Clearing and Settlement of trades in Securitised Debt Instruments through Clearing Corporations

Circular CIR/IMD/DF/1/2014 January 07, 2014 To: All Stock Exchanges, All Clearing Corporations, All Mutual Funds, Asset Management Companies (AMCs), All Foreign Institutional Investors/ sub-accounts/ Qualified Foreign Investors/ Foreign Portfolio Investors (through custodians),… Read More

Tags: Institutional investor, MCX Stock Exchange, Mutual fund, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Securitised Debt Instrument, Stock exchange

Securities And Exchange Board Of India (Foreign Portfolio Investors) Regulations, 2014

Excerpts from the Securities And Exchange Board Of India (Foreign Portfolio Investors) Regulations, 2014 THE GAZETTE OF INDIA EXTRAORDINARY PART III SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI, JANUARY 7, 2014 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th January, 2014 SECURITIES AND EXCHANGE BOARD OF INDIA (FOREIGN PORTFOLIO INVESTORS) REGULATIONS, 2014 No. LAD-NRO/GN/2013-14/36/12.-… Read More

Tags: Depository participant, Exchange Board of India Act, India, Institutional investor, New Delhi, Reserve Bank of India, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992

Declaration and Undertaking regarding PCC, MCV or equivalent structure by FIIs

CIRCULAR CIR/IMD/FIIC/21/ 2013 December 19, 2013 To, All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/ Madam, Sub: Declaration and Undertaking regarding PCC, MCV or equivalent structure by FIIs. SEBI vide circular CIR/IMD/FIIC/1/2010 dated April 15, 2010 had mandated all Foreign Institutional Investors/ Sub Accounts to submit Declaration and Undertaking… Read More

Tags: Circle, Exchange Board of India Act, India, Institutional investor, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Stock exchange

Circular on Infrastructure Debt Fund (IDF) Foreign Institutional Investors (FIIs) which are long term investors

CIRCULAR CIR / IMD / DF / 20 / 2013 November 29, 2013 All Mutual Funds/Asset Management Companies Trustee Companies/Boards of Trustees of mutual funds Sir / Madam, Sub: Circular on Infrastructure Debt Fund (IDF) Foreign Institutional Investors (FIIs) which are long term investors 1. SEBI, vide Circular CIR / IMD / DF / 7… Read More

Tags: Central bank, Exchange Board of India Act, India, Institutional investor, Mutual fund, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992

SEBI clarification on Investments by FIIs/QFIs in Credit Enhanced Bonds

CIRCULAR CIR/IMD/FIIC/ 19 /2013 November 28, 2013 To All Foreign Institutional Investors through their designated Custodians of Securities The Managing Directors NSDL and CDSL Sir / Madam, Sub: Investments by FIIs/QFIs in Credit Enhanced Bonds On September 10, 2012, Government of India decided to permit Foreign Institutional Investors (FIIs) to invest in Credit Enhanced INR… Read More

Tags: $51 billion, Corporate bond, Government of India, India, Institutional investor, Reserve Bank of India, Run batted in, United States

Foreign investment in India – participation by SEBI registered FIIs, QFIs and SEBI registered long term investors in credit enhanced bonds

RBI/2013-14/368 A. P. (DIR Series) Circular No.74 November 11, 2013 To All Category-I Authorised Dealer Banks Madam / Sir, Foreign investment in India - participation by SEBI registered FIIs, QFIs and SEBI registered long term investors in credit enhanced bonds Attention of Authorized Dealer Category-I (AD Category-I) banks is invited to Schedule 5 to the… Read More

Tags: Categories of New Testament manuscripts, Central bank, Foreign Exchange Management Act, India, Institutional investor, Investment, SEBI, Securities & Exchange Board of India

SEBI Board Meeting

The SEBI Board met in Mumbai today and took the following decisions: SEBI (FOREIGN PORTFOLIO INVESTORS) REGULATIONS, 2013 The Board considered and approved the draft SEBI (Foreign Portfolio Investors) Regulations, 2013. The SEBI (Foreign Portfolio Investors) Regulations, 2013 have been framed keeping in view the provisions of SEBI (Foreign Institutional Investors) Regulations, 1995, Qualified Foreign… Read More

Tags: Categories of New Testament manuscripts, Depository participant, Formal Public Identifier, Institutional investor, Investment, Mumbai, SEBI, Securities & Exchange Board of India

SEBI Circular on Debt Allocation Mechanism for FII/QFI – Government debt securities

CIRCULAR CIR/IMD/FIIC/15/2013 September 13, 2013 To 1. All Foreign Institutional Investors (through their designated Custodians of Securities) 2. National Stock Exchange Limited 3. Bombay Stock Exchange Limited 4. National Securities Depository Limited 5. Central Depository Services (India) Limited Dear Sir / Madam Sub: Debt Allocation Mechanism for FII/QFI - Government debt securities 1. SEBI vide… Read More

Tags: Federated Investors, FII, Government debt, India, Institutional investor, SEBI, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992

Foreign Investments in Asset Reconstruction Companies (ARC)

RBI/2013-14/191 A.P. (DIR Series) Circular No.28 August 19, 2013 To All Banks Authorised to Deal in Foreign Exchange Madam/Sir, Foreign Investments in Asset Reconstruction Companies (ARC) Attention of Authorized Dealers is invited to the Foreign Exchange Management (Transfer or Issue of Security by a Person Resident outside India) Regulations, 2000 notified by the Reserve Bank… Read More

Tags: Federated Investors, FII, Financial services, foreign direct investment, Foreign Exchange Management Act, India, Institutional investor, Reserve Bank of India

SEBI Circular regarding Utilisation period for FII investments in Government Debt Limits

SEBI has issued a circular CIR/IMD/FIIC/11/2013 dated July 31, 2013 regarding the utilisation period for Government Debt limits. In accordance with the said circular, FIIs/QFIs shall be permitted to utilise the debt limits allocated to them in each monthly auction till the 17th day of the succeeding month. Any unutilised limit as on the 18th… Read More

Tags: Auction, Government debt, India, Institutional investor, Investment, Mumbai, SEBI, Securities & Exchange Board of India

SEBI Circular on FII/QFI investments in Security Receipts

CIRCULAR CIR/IMD/FIIC/9/2013 July 09, 2013 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam FII/QFI investments in Security Receipts 1. The consolidated FDI policy circular issued by the Department of Industrial Policy and Promotion, Ministry of Commerce and Industry, effective from April 05, 2013, states that FII investments in Security Receipts issued… Read More

Tags: Federated Investors, FII, Institutional investor, Investment, Reserve Bank of India, Securities & Exchange Board of India, Securities and Exchange Board of India Act 1992, Security (finance)