Issuer

Standardisation and Simplification of Procedures for Transmission of Securities

CIRCULAR CIR/MIRSD/10/2013 October 28, 2013 To All recognized Stock Exchanges All Registrars to an Issue and Share Transfer Agents registered with SEBI All Depositories, Sir / Madam, Sub: Standardisation and Simplification of Procedures for Transmission of Securities 1. SEBI has reviewed the process being followed by the Share Transfer Agents (STAs) and the Depositories /… Read More

Tags: AnnexationIndiaIssuerSEBISecurities & Exchange Board of IndiaSecurities and Exchange Board of India Act 1992Security (finance)Stock exchange

GoI clarification on SEBI (Credit Rating Agencies) Regulations, 1999

According to SEBI (Credit Rating Agencies) Regulations, 1999, a credit rating agency (CRA) shall not offer fee-based services to the rated entities, beyond credit ratings and research. Further, SEBI Guidelines require a CRA to disclose annually : (a) Its total receipt from rating services and non-rating services, (b) Issuer wise percentage share of non-rating income… Read More

Tags: BusinessCRACredit ratingCredit rating agencyIssuerSecurities and Exchange Board of India

SEBI clarification on sharing of information between Debenture Trustees and Credit Rating Agencies

CIR/MIRSD/3/2013 March 15, 2013 To All Debenture Trustees and Credit Rating Agencies registered with SEBI Sir/ Madam, Sub: Sharing of information regarding issuer companies between Debenture Trustees and Credit Rating Agencies SEBI (Debenture Trustee) Regulations, 1993 require the Debenture Trustees (DTs) to share information regarding the issuer companies that are their clients, with Credit Rating… Read More

Tags: AnnexationCredit rating agencyDebentureIssuerRegulationSecurities and Exchange Board of IndiaSecurities and Exchange Board of India Act 1992Security (finance)

Corporate Law Referencer

Recent Articles

Recent Legal updates

Recent Gst Updates