National Institute of Securities Markets

Notification under regulation 3 of the SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007

THE GAZETTE OF INDIA EXTRAORDINARY PART - III - SECTION 4 PUBLISHED BY AUTHORITY NEW DELHI,  JANUARY  27, 2014 SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the  27th  day of January, 2014 Notification under  regulation  3  of  the  Securities  and  Exchange  Board  of  India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.… Read More

Tags: BoardCertified Financial PlannerFinancial Planning Standards Board IndiaIndiaMumbaiNational Institute of Securities MarketsRegulationSecurities & Exchange Board of India

Corporate Ethics and Corporate Governance – Who will guard the guards?

(Speech delivered by Dr. (Smt) Deepali Pant Joshi, Executive Director, Reserve Bank of India at the National Institute of Securities Markets, Kolkata on 11th December, 2013) Introduction At the outset, let me congratulate the organisers for this topical choice of subject, one which concerns us all. I thank Director, National Institute of Securities Markets, Dr.Sandip Ghose… Read More

Tags: Board of directorsChairmanCompanies Act 1956Corporate GovernanceCorporationNational Institute of Securities MarketsReserve Bank of IndiaSarbanes–Oxley Act

ICSI organizes Conference on Ethics and Corporate Governance

To create awareness and understand the importance of Ethics in Governance, the Institute of Company Secretaries of India (ICSI), in collaboration with National Institute of Securities Markets (NISM), in its series of conferences on the subject, organized a Conference on the theme ˜Ethics and Governance™ at Mumbai yesterday. Shri U. K. Sinha, Chairman, SEBI was… Read More

Tags: CompanySecretaryCorporate GovernanceEthicsICSIIndiaInstitute of Company Secretaries of IndiaMumbaiNational Institute of Securities Markets

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