Portfolio manager

SEBI Crackdown On Entities Engaged in Unregistered Investment Advisory And Portfolio Management Activities through Short Message Services (SMSs)

SEBI had noticed that certain entities were  offering intraday tips and stock advisory services to investors through Short Message Services (SMSs) via mobile phones.  SEBI , as part of its investigation, obtained details of the call data records of the telephone numbers used for sending such SMSs. Thereafter, SEBI conducted a surprise visit on the… Read More

Tags: BusinessFederated InvestorsImtiyaz Hanif KhandaPortfolio managerPrima facieSEBISecurities & Exchange Board of IndiaSecurities market

Amendment to SEBI (Know Your Client) Registration Agency Regulations

CIRCULAR CIR/MIRSD/ 4 /2013 March 28, 2013 1. KYC Registration Agencies (KRAs), 2. Stock Brokers through Stock Exchanges, 3. Depository Participants (DPs) through Depositories, 4. Mutual Funds (MFs) through Association of Mutual Funds in India (AMFI) 5. Portfolio Managers (PMs) 6. Alternative Investment Funds (AIFs) 7. Collective Investment Schemes (CIS), Dear Sirs, Sub: Amendment to… Read More

Tags: Collective investment schemeIndiaMutual fundPortfolio managerRegulationSecurities and Exchange Board of IndiaSecurities and Exchange Board of India Act 1992Stock exchange

Corporate Law Referencer

Recent Articles

Recent Legal updates

Recent Gst Updates