SEBI

SEBI Adjudication Order in respect of Rotomac Global Pvt. Ltd. (in the matter of Flawless Diamonds (India) Ltd.)

Background Securities and Exchange Board of India (hereinafter referred to as ˜SEBI™), while examining the alleged irregularity in the trading in the shares of Flawless Diamonds India Limited (hereinafter referred to as 'FDIL™) observed that Rotomac Global Private Limited (hereinafter referred to as 'the Noticee), had acquired 40, 00,000 shares i.e. 24% shareholding / voting… Read More

Tags: Adjudication orderSEBI

SEBI Adjudication order against M/s Triveni Management Consultancy Services Limited

Background 1. The Securities and Exchange Board of India (hereinafter referred to as SEBI) conducted investigation into the alleged irregularity in the trading in the shares of: (i) Allcargo Global Logistics Ltd. (Allacargo), (ii) Asian Star Company Ltd. (Asian), (iii) KSL & Industries Ltd. (KSL), (iv) Mavens Biotech Ltd. (Mavens), (v) Panoramic Universal Ltd. (Panaromic),… Read More

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SEBI | Inventory Management for Market Makers of SME Exchange / Platform

Securities and Exchange Board of India CIRCULAR C I R / M R D / D S A / 3 1 / 2 0 1 2 November 27, 2012 To The Managing Director/Executive Director of all Stock Exchanges, Clearing Houses/Corporations Dear Sir / Madam, Sub:  Inventory Management for Market Makers of SME Exchange / Platform… Read More

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SEBI | Review of the Securities Lending and Borrowing (SLB) Framework

Securities and Exchange Board of India CIRCULAR CIR/MRD/DP/ 30 /2012 November 22, 2012 To All Stock Exchanges and Depositories Dear Sir / Madam, Sub: Review of the Securities Lending and Borrowing (SLB) Framework 1. The framework for SLB was specified vide circular no. MRD/DoP/SE/Dep/Cir-14 /2007 dated December 20, 2007 and operationalised with effect from April 21,… Read More

Tags: BorrowingCircularframeworkLendingSEBI

SEBI | Mini derivative (Futures & Options) contract on Index (Sensex & Nifty)

Securities and Exchange Board of India Page 1 of 1 CIRCULAR CIR/DRMNP/4/2012 November 20, 2012 Managing Director/ Chief Executive Officer Recognized Stock Exchanges Dear Sir, Sub: Mini derivative (Futures & Options) contract on Index (Sensex & Nifty) 1. SEBI vide Circular No. SEBI/DNPD/Cir-33/2007 dated December 27, 2007 had permitted Stock Exchanges to introduce mini derivative… Read More

Tags: CircularFuturesNiftyOptionsSEBISensex

SEBI | Amendments to SEBI (Mutual Funds) Regulations, 1996

Securities and Exchange Board of India CIRCULAR CIR/IMD/DF/24/2012                                                                                                                      November 19, 2012 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/ Madam, Subject: Circular on Mutual Funds A.  Amendments to SEBI (Mutual Funds) Regulations, 1996 1.  Please find enclosed a copy of the gazette notification No.  LAD-NRO/GN/2012-13/17/21502  dated  September  26,  2012… Read More

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SEBI | Participation of mutual funds in Credit Default Swaps (CDS) Market as Users (“Protection Buyers”) and in repo, in corporate debt securities

Securities and Exchange Board of India CIRCULAR CIR/IMD/DF/23/2012 November 15, 2012 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/ Madam, Subject: Participation of mutual funds in Credit Default Swaps (CDS) Market as Users (Protection Buyers) and in repo, in corporate debt securities A. CDS mutual funds as users (protection buyers)… Read More

Tags: CDSCircularCredit Default Swapsdisclosuremutual fundsSEBI

SEBI | Arbitration Mechanism in Stock Exchanges

Securities and Exchange Board of India CIRCULAR CIR/MRD/ICC/ 29 /2012 November 7, 2012 The Managing Director/Executive Director, All Stock Exchanges. Dear Madam/Sir, Subject: Arbitration Mechanism in Stock Exchanges 1. Reference may be made to circular no. CIR/MRD/DSA/29/2010 dated August 31,2010. In this regard, SEBI has received inputs regarding amount to be deposited by the investors… Read More

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SEBI | Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement

CIR/MRD/DP/ 28 /2012 November 02, 2012 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement It is observed from the information provided by the depositories that the companies listed in Annexure ˜A™… Read More

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General Order – SEBI (Framework For Rejection Of Draft Offer Documents) Order, 2012

Page 1 of 1 Securities and Exchange Board of India CIRCULAR CIR/CFD/DIL/15/2012 October 15, 2012 To All Registered Merchant Bankers Dear Madam / Sir, Sub.: General Order - SEBI (Framework For Rejection Of Draft Offer  Documents) Order, 2012 1. SEBI has, vide General Order dated October 9, 2012, notified framework for rejection of draft offer… Read More

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SEBI Circular on Enhancement in Foreign Investment limits in Government debt

CIR/IMD/FIIC/8/2013 CIRCULAR June 12, 2013 To All Foreign Institutional Investors through their designated Custodians of Securities The Depositories (NSDL and CDSL) Sir / Madam, Sub: Enhancementin Foreign Investment limits in Government debt 1. The Government of India has enhanced the Government Debt Limits by USD 5 billion (equivalent to approximately INR 29,137 cr converted at… Read More

Tags: Federated InvestorsGovernment of IndiaIndiaInstitutional investorParaSEBISecurities & Exchange Board of India

How to tackle Insider Trading in INDIA: An Analysis of current laws and Regulations through judicial decissions.

Abstract Insider trading is mal practices of those who are directly related to a company or body corporate or has any relation with the company. These persons use their position to get price sensitive information related to value of shares etc. which is unpublished. The Indian laws, which govern it, are not sufficient enough regarding… Read More

Tags: Bombay Stock ExchangeIndiaInsider TradingInsider Trading RegulationSEBISEBI ActSecurities & Exchange Board of IndiaUnited States

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