Security (finance)

Commencement Notification CA2013 :: Notified Sections 112 – 116, 91

Commencement Notification Of Companies Act 2013 :: 98 Sections Notified Chapter VII -Management and Administration (88 - 122)  Section 91- Power to close register of members or debenture holders or other security holders (1) A company may close the register of members or the register of debenture holders or the register of other security holders for any… Read More

Tags: Annual General MeetingBoard of directorsCentral GovernmentChairmanCompanies ActCompanyDebentureExtraordinary general meetingFeedBurnerIndiaProxy votingRequisitionRupeeSecurities and Exchange BoardSecurity (finance)VotingWriting

Commencement Notification CA2013 :: Notified Sections 58 to 70

Chapter IV -Share Capital and Debentures (Sections 43 - 72) Section 58- Refusal of registration and appeal against refusal (1) If a private company limited by shares refuses, whether in pursuance of any power of the company under its articles or otherwise, to register the transfer of, or the transmission by operation of law of the… Read More

Tags: Central GovernmentCompanies ActDebentureIndiaNotification Of Companies Act 2013Private company limited by sharesPublic companySecurity (finance)

Commencement Notification CA2013 :: Notified Sections 37 to 40

Commencement Notification Of Companies Act 2013 :: 98 Sections Notified This post contains details of 3 notified sections as provided here: Chapter III -Prospectus and Allotment of Securities (Sections 23 - 42) Section 37- Action by affected persons. A suit may be filed or any other action may be taken under section 34 or section 35… Read More

Tags: BusinessInvestingProspectusPublic OfferSecurities and Exchange BoardSecurity (finance)Stock exchangeU.S. Securities and Exchange Commission

Commencement Notification CA2013 :: Notified Sections 32 to 36

Commencement Notification Of Companies Act 2013 :: 98 Sections Notified Chapter III -Prospectus and Allotment of Securities (Sections 23 - 42) Notified Section 32- Red herring prospectus (1) A company proposing to make an offer of securities may issue a red herring prospectus prior to the issue of a prospectus. (2) A company proposing to issue… Read More

Tags: Companies ActProspectusRed herring prospectusRegistrarsSecurities and Exchange BoardSecurity (finance)Site of Special Scientific Interest

Commencement Notification CA2013 :: Notified Sections 29,30,31

Commencement Notification Of Companies Act 2013 :: 98 Sections Notified Chapter III -Prospectus and Allotment of Securities (Sections 23 - 42) Section 29- Public offer of securities to be in dematerialised form. (1) Notwithstanding anything contained in any other provisions of this Act,- (a)  every company making public offer; and (b) such other class or classes… Read More

Tags: Companies ActDepositories ActProspectusPublic companyPublic OfferRegistrarsSecurity (finance)Shelf registration

Commencement Notification CA2013 :: Notified Sections 23,24,25

Commencement Notification Of Companies Act 2013 :: 98 Sections Notified Chapter III -Prospectus and Allotment of Securities (Sections 23 - 42) Section 23- Public offer and private placement except clause (b) of sub-section (1) and sub-section (2) (1) A public company may issue securities” (a) to public through prospectus (herein referred to as "public offer") by complying… Read More

Tags: Bonus shareCentral GovernmentCompanies ActIndiaPrivate placementPublic companySecurities & Exchange Board of IndiaSecurity (finance)

RBI circular w.r.t. Increase in HTM limits for Standalone PDs

RBI/2013-14/243 IDMD.PDRD.No. 828/03.64.00/2013-14 September 10, 2013 To All Standalone Primary Dealers Dear Sir/Madam, Increase in HTM limits for Standalone PDs A reference is invited to para 5.7 of our Master Circular IDMD.PDRD.01/03.64.00/2013-14 dated July 01, 2013 on Operational Guidelines to Primary Dealers regarding quantum of securities that can be classified as HTM. 2.  On the basis of… Read More

Tags: Anno DominiFiscal yearHTM PersonenvervoerIndiaJuly 01 2013Reserve Bank of IndiaRun batted inSecurity (finance)

SEBI Circular w.r.t. testing of software used in or related to Trading and Risk Management

CIRCULAR CIR/MRD/DP/24/2013 August 19, 2013 To, All Stock Exchanges. Dear Sir / Madam, Subject: Testing of software used in or related to Trading and Risk Management SEBI vide circular SEBI/MRD/Policy/SE/15864/2003 dated August 21, 2003 advised stock exchanges to obtain an undertaking in the form of an affidavit from the members of the stock exchange stating… Read More

Tags: Algorithmic tradingBusinessDirect Market AccessInvestingSEBISecurities & Exchange Board of IndiaSecurity (finance)Stock exchange

Investment by Qualified Foreign Investors (QFIs) in “to be listed” Indian Corporate Debt Securities

CIRCULAR CIR/IMD/FIIC/13 /2013 August 13, 2013 All SEBI registered Intermediaries/ Recognized Stock Exchanges/ Depositories/ Mutual Funds/ qualified Depository Participants (DP) Sir / Madam, Sub: Investment by Qualified Foreign Investors (QFIs) in to be listed Indian Corporate Debt Securities 1. Vide SEBI circular CIR/IMD/FII&C/17/2012 dated July 18, 2012, QFIs had been allowed to invest in listed/… Read More

Tags: Depository participantFederated InvestorsMutual fundRun batted inSEBISecurities & Exchange Board of IndiaSecurities and Exchange Board of India Act 1992Security (finance)

The Financial Year 2013-14 – Eligibility and AllocationTax-Free, Secured, Redeemable, Non-Convertible Bonds

[TO BE PUBLISHED IN THE GAZETTE OF INDIA, EXTRAORDINARY PART II, SECTION 3, SUB-SECTION (ii)] GOVERNMENT OF INDIA MINISTRY OF FINANCE DEPARTMENT OF REVENUE CENTRAL BOARD OF DIRECT TAXES NOTIFICATION NO. 61/2013 DATED 8-8-2013 S.O. 2424(E) - In exercise of the powers conferred by item (h) of sub-clause (iv) of clause (15) of section 10 of the Income-tax Act,… Read More

Tags: AAACompanies Act 1956Finance MinistryGovernment of IndiaIndiaSecurities & Exchange Board of IndiaSecurity (finance)The Income-tax Act 1961

SEBI Circular on FII/QFI investments in Security Receipts

CIRCULAR CIR/IMD/FIIC/9/2013 July 09, 2013 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam FII/QFI investments in Security Receipts 1. The consolidated FDI policy circular issued by the Department of Industrial Policy and Promotion, Ministry of Commerce and Industry, effective from April 05, 2013, states that FII investments in Security Receipts issued… Read More

Tags: Federated InvestorsFIIInstitutional investorInvestmentReserve Bank of IndiaSecurities & Exchange Board of IndiaSecurities and Exchange Board of India Act 1992Security (finance)

RBI Guidelines on Securities Transactions to be followed by Primary Dealers

RBI/2012-13/549 IDMD.PCD.13/14.03.07/2012-13 June 26, 2013 To All Market Participants Dear Sir/Madam, Guidelines on Securities Transactions to be followed by Primary Dealers Please refer to our Notifications IDMC.PDRS.PDS.No.2/03.64.00/2000-01 dated November 13, 2000 and IDMC. No. PDRS/2049A/03.64.00/99-2000 dated December 31, 1999 on the captioned subject. 2. The above directions have been reviewed and it has been decided that Primary Dealers are… Read More

Tags: Bombay Stock ExchangeBusinessIndiaMCX Stock ExchangeNational Stock Exchange of IndiaOTC Exchange of IndiaPrimary dealerSecurity (finance)

Foreign investment in India by SEBI registered Long term investors in Government dated Securities

RBI/2012-13/530 A.P. (DIR Series) Circular No.111 June 12 , 2013 To All Category I Authorised Dealer Banks Madam / Sir, Foreign investment in India by SEBI registered Long term investors in Government dated Securities Attention of Authorized Dealer Category-I (AD Category-I) banks is invited to Schedule 5 to the Foreign Exchange Management (Transfer or Issue… Read More

Tags: Financial servicesForeign Exchange Management ActIndiaInstitutional investorPublic companySEBISecurities & Exchange Board of IndiaSecurity (finance)

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