SEBI - Corporate Law Reporter

Trading Hours/Trading Holidays on Commodity Derivatives Exchanges

CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/75 August 30, 2016 To, The Managing Directors / Chief Executive Officers All Commodity Derivatives Exchanges Sir / Madam, Sub: Trading Hours/Trading Holidays on Commodity Derivatives Exchanges 1. As per Section 131(4) of Finance Act, 2015 all rules, directions, guidelines, instructions, circulars, or any like instruments, made by the erstwhile FMC or the Central… Read More

Maintenance and Preservation of Records

CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/74 August 30, 2016 To, The Managing Directors / Chief Executive Officers All Commodity Derivatives Exchanges & its members Sir / Madam, Sub: Maintenance and Preservation of Records 1. Pursuant to the merger of erstwhile FMC with SEBI, all commodity derivatives exchanges and their members are required to comply with the provisions of Securities… Read More

Price Dissemination through SMS/Electronic Communication Facility

CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/76 August 30, 2016 To, The Managing Directors / Chief Executive Officers National Commodity Derivatives Exchanges Dear Sir / Madam, Sub: Price Dissemination through SMS/Electronic Communication Facility 1. As per Section 131(4) of Finance Act, 2015 all rules, directions, guidelines, instructions, circulars, or any like instruments, made by the erstwhile FMC or the Central… Read More

Frequently Asked Questions (FAQs) on SEBI (Alternative Investment Funds) Regulations, 2012

In order to address the queries of various market participants on the applicability and interpretation of SEBI (Alternative Investment Funds) Regulations, 2012, FAQs have been issued. The FAQs are available on the website www. sebi.gov.in under the tab "FAQs" - Alternative Investment Funds. FREQUENTLY ASKED QUESTIONS (FAQs) SEBI (ALTERNATIVE INVESTMENT FUNDS) REGULATIONS, 2012 Disclaimer: These… Read More

Programmes sponsored by the Exchanges through media channels

CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/72 August 19, 2016 To, The Managing Directors / Chief Executive Officers of All Commodity Derivatives Exchanges Dear Sir / Madam, Sub: Programmes sponsored by the Exchanges through media channels 1. As per Section 131(4) of Finance Act, 2015 all rules, directions, guidelines, instructions, circulars, or any like instruments, made by the erstwhile FMC… Read More

Position Limits for Hedgers

CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/71 August 19, 2016 To, The Managing Directors / Chief Executive Officers National Commodity Derivatives Exchanges Dear Sir / Madam, Sub: Position Limits for Hedgers 1. As per Section 131(4) of Finance Act, 2015 all rules, directions, guidelines, instructions, circulars, or any like instruments, made by the erstwhile FMC or the Central Government applicable… Read More

Modification of Client Codes post Execution of Trades on National and Regional Commodity Derivatives Exchanges– Clarification

CIRCULAR SEBI/HO/CDMRD/DMP/CIR/P/2016/73 August 19, 2016 To, The Managing Directors / Chief Executive Officers of All Commodity Derivatives Exchanges Dear Sir / Madam, Sub: Modification of Client Codes post Execution of Trades on National and Regional Commodity Derivatives Exchanges– Clarification 1. This circular is in reference to the SEBI circular No. SEBI/HO/CDMRD/ DMP/CIR/P/2016/43 dated March 29,… Read More

Annual System Audit of Stock Brokers / Trading Members of National Commodity Derivatives Exchanges

CIRCULAR SEBI/HO/CDMRD/DEICE/CIR/P/2016/70 August 11, 2016 To The Managing Directors All National Commodity Derivatives Exchanges Sir/Madam, Subject: Annual System Audit of Stock Brokers / Trading Members of National Commodity Derivatives Exchanges 1. Pursuant to Section 131 of the Finance Act, 2015 and Central Government notification F.No. 1/9/SM/2015 dated August 28, 2015, all recognized associations under the… Read More

SEBI introduces e-payment facility for payment of penalties, disgorgement amounts, etc

PR No. 131/2016 SEBI introduces e-payment facility for payment of penalties, disgorgement amounts, etc. In order to enable ease of paying penalties, disgorgement amounts, settlement amounts, legal charges and recovery amounts, SEBI is introducing an option for e-payment of such amounts. Such payments may be remitted to the SEBI accounts detailed below: Account No. for… Read More

Revised Formats for Financial Results and Implementation of Ind AS by listed entities

CIRCULAR CIR/IMD/DF1/69/2016 August 10, 2016 To All Listed Entities All Recognized Stock Exchanges Dear Sir / Madam, Sub: Revised Formats for Financial Results and Implementation of Ind AS by listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares 1. SEBI vide Circular No. CIR/IMD/DF1/9/2015 dated November 27, 2015, had prescribed formats… Read More

SEBI Circular on Mutual Funds

CIRCULAR SEBI/HO/IMD/DF2/CIR/P/2016/68 August 10, 2016 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/ Madam, Subject: Circular on Mutual Funds A. Prudential limits in sector exposure for Housing Finance Companies (HFCs) 1. Presently, the guidelines for sectoral exposure in debt oriented mutual fund schemes put a limit of 25% at… Read More

FAQs on SEBI(Delisiting of Equity Shares) Regulations, 2009

These FAQs offer only a simplistic explanation/clarification of terms/concepts related to the SEBI (Delisting of Equity Shares) Regulations, 2009 [“Delisting Regulations, 2009”]. Any such explanation/clarification that is provided herein should not be regarded as an interpretation of law nor be treated as a binding opinion/guidance from the Securities and Exchange Board of India [“SEBI”]. For… Read More

Discussion paper on ‘Strengthening of the Regulatory framework for Algorithmic Trading & Co-location’

The Security and Exchange Board of India has issued Discussion paper on 'Strengthening of the Regulatory framework for Algorithmic Trading & Co-location’. Please click on the below link to download the discussion paper: Discussion paper on Strengthening of the Regulatory framework for Algorithmic Trading & Co-location Read More