image

Notifications in relation to Self Regulatory Organizations Regulations

THE GAZETTE OF INDIA
EXTRAORDINARY
PART III SECTION 4
PUBLISHED BY AUTHORITY
NEW DELHI, JANUARY 8 , 2013
SECURITIES AND EXCHANGE BOARD OF INDIA
NOTIFICATION

Mumbai, the 8thJanuary, 2013

SECURITIES AND EXCHANGE BOARD OF INDIA

Notification under sub-regulation (2) of regulation 1 of the Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2004

No. LAD-NRO/GN/2012-13/28/5470 – In exercise of the powers conferred by sub-regulation (2) of regulation 1 of the Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2004 (hereinafter referred to as “the Regulations”), the Securities and Exchange Board of India hereby appoints the date of this notification as the date on which the Regulations shall come into force in relation to distributors engaged by asset management companies of mutual funds and distributors engaged by portfolio managers.

U.K. SINHA
CHAIRMAN
SECURITIES AND EXCHANGE BOARD OF INDIA

profile image

About eMinds Legal

eMinds Legal

eMinds Legal is a Corporate Law Firm based in Gurgaon, India specializing in Corporate Legal, Corporate Secretarial and Compliance. The Firm comprises of a team of Corporate Lawyers and Company Secretaries with in-depth subject matter knowledge and participative industry experience of over 15 years.

Leave a Reply

Your email address will not be published. Required fields are marked *

Corporate Law Referencer

Corporate Law Referencer

Corporate Law Referencer

India’s Leading Compliance Software

India’s Leading Compliance Software

Get A Demo Today !

Recent Articles

Recent Legal updates

Recent Gst Updates